Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
29.10.2014
59-8-35/2269
Limited enforcement action
Written prescription
The nature of a breach:
1. for violation subitem of a 1 paragraph of a 1 of article 24 the Republic of Kazakhstan Laws “On Compulsory Insurance of Auto Transport Owners’ Civil Responsibility”
Date of performance:
07.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed letter № 04-10-4649 of 07.11.2014y
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"CNIC"Interteach", JSC
Insurance organizations
07.11.2014
140000803000795
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
07.11.2014
25-5-05/275
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.10.2014
Date of performance:
17.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
13.11.2014
25-5-05/279
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.10.2014
Date of performance:
24.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
13.11.2014
25-5-05/280
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.10.2014
Date of performance:
24.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
24.12.2014
25-5-05/331
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.12.2014
Date of performance:
07.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
25.12.2014
25-5-05/330
Limited enforcement action
Written warning
The nature of a breach:
1. For non-compliance of the requirements of the letter of the NBK dated 13 November 2014 № 25-5-05/279 to submit a letter of commitment
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
23.05.2018
№180000803000829 - №180000803000830
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2886000
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
02.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
24.05.2018
№180000803000965
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481 000 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
23.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
25.05.2018
27-5-04/328
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Date of performance:
06.06.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
