"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
24.07.2015
25-5-04/1002
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution № 25 of 01 March 2010 of the Board of the FSA
Date of performance:
03.08.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001705
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28631
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001704
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
24957
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001703
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
16974
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Insurance Broker "RIAL"
Insurance brockers
05.02.2015
25-5-04/198
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
13.02.2015
24-0-13/177
Limited enforcement action
Written prescription
The nature of a breach:
1. за нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
20.03.2015
24-0-03/232
Limited enforcement action
Written prescription
The nature of a breach:
1. за нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
24.04.2015
25-5-04/588
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.04.2015
Date of performance:
05.05.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
10.07.2015
150000803001437
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was resulted in repeated (two ore more times during twelve consecutive calendar months) late submission of information (internal regulations)
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
27.10.2015
37-3-06/1366
Limited enforcement action
Commitment letter
The nature of a breach:
1. The requirement of the law was breached
Date of performance:
02.11.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
