"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
23.10.2014
140000803000811
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
166680
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to meet the requirements related to the appointing of the Bank’s leading employees
Date of performance:
23.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
28.10.2014
13-1-01/3446
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks a written order was issued to the Bank for noncompliance to the Action plan on 01.10.2014
Date of performance:
20.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
28.10.2014
13-1-01/3449
Limited enforcement action
Written warning
The nature of a breach:
1. The written warning was issued to the Bank for the violation of requirements of point 10 of the Regulations on loans documentation
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
29.10.2014
13-6-11/3494
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
06.11.2014
38-2-04/2248
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
06.11.2014
38-2-04/2249
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
07.11.2014
13-3-01/3720
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
07.11.2014
13-6-19/3746
Limited enforcement action
Written warning
The nature of a breach:
1. The written warning was issued to the Bank for the violation of requirements of subparagraph 3) of paragraph 6 of article 29 of the Law of the Republic of Kazakhstan On banks and banking activities in the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
13.11.2014
140000803000927-140000803000930
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
222 240 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 11
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
13.11.2014
140000803000923-140000803000926
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 11
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
