"Kaspi Bank", JSC
Second tier banks
27.01.2014
5008-08/162
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with article 46 of the banking law of the Republic of Kazakhstan to the bank was sent a written order for violation of the law of the Republic of Kazakhstan "On the order of consideration of physical and legal persons"
Date of performance:
13.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
03.02.2014
66-3-2-09/479
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of the required information in Committee.
Date of performance:
06.02.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter № 18-22/215 of 05.02.14y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
04.02.2014
140000943000024
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1666800
The nature of a breach:
1. administrative penalty resulted in non-compliance with the Bank of the duties assigned to him by the authorized body through the use of enforcement measures
Date of performance:
04.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
04.02.2014
140000943000024
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 666 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.02.2014
66-4-3-20/702
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
25.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.02.2014
66-4-3-20/701
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
06.02.2014
66-3-1-26/538
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
06.02.2014
140000943000025
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to implementation of transactions prohibited under the banking law.
Date of performance:
06.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
06.02.2014
140000943000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative offense resulted in filing the recipient credit report request for a credit report without the consent of the subject information.
Date of performance:
06.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
06.02.2014
66-3-2-09/564
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
