Issuer
24.10.2013
66-4-3-20/4839
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
25.10.2013
66-4-3-20/4873
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Национальная компания "КазАвтоЖол"
Issuer
25.10.2013
66-4-3-20/4891
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
25.10.2013
66-4-3-20/4871
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
28.10.2013
66-4-3-20/5013
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
28.10.2013
66-4-3-20/5007
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
28.10.2013
66-4-3-20/5008
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.06.2013
66-3-1-25/3015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
26.06.2013
66-3-1-25/3015
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for violation of the terms of fulfillment of measures provided by the plan of measures on elimination of the violation revealed during scheduled inspection as at 01.10.11
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
27.06.2013
103
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605850
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
27.06.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
