Authorized organization
30.04.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Late submission of financial statements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
06.05.2024
240000800000239
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
06.05.2024
240000800000240
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
04.05.2024
243900800000024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
An organization engaged in microfinance activities
04.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
13.05.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
24.05.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33-1
-
2. Статья: Пункт 41 -
3. Статья: П. 51 Пункт: 3 -
4. Статья: 5 Пункт: пункт 3 подпункт 1) -
5. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
2. Статья: Пункт 41 -
3. Статья: П. 51 Пункт: 3 -
4. Статья: 5 Пункт: пункт 3 подпункт 1) -
5. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
4. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
5.
4. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
5.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
03.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
24.04.2024
240000800000222
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Making a payment and (or) money transfer by an authorized bank for a currency transaction without submitting a currency agreement or a currency agreement with an assigned account number, when the submission of such a currency agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Collection agency
22.04.2024
243500800000035
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation оf the period for presentation of reporting provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Nurbank", JSC
Second tier banks
23.04.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
